Ensuring compliance with the individual requirements of different regulatory bodies can be daunting when designing an efficient NGS assay validation or verification plan. Validation and approval guidelines continue to evolve as comprehensive multi-marker NGS tests grow, requiring more samples and variant-type-specific data.
Rapid advances in NGS platform throughput enable more multiplexed tests in challenging sample types including liquid biopsies. While complex biomarkers such as TMB or HRD, comprehensive genomic profiling, and other genome-scale tests are becoming routine in clinical diagnostics, they require more nuanced validation than established single-SNP-based testing for solid tumor and germline diagnostics.
This level of change led us to create a blog series on three fundamental topics as a supplement to our popular e-book, Next-Generation Sequencing Assay Validation: A Practical Guide for the Clinical Genomics Laboratory. If you have validated an NGS LDT in the past few years, you are probably already familiar with this free guide. It remains a great resource and a starting point for planning an assay validation.
This article focuses on accuracy determination, and the next two articles will cover the limit of detection (LOD) and, finally, precision validation.
In the context of NGS, accuracy indicates how well the test correctly calls a mutant variant (True Positive) or wild-type (True Negative) at a given genomic locus compared to a reference genome sequence. It is a combination of specificity (the percentage of True Positives) and sensitivity (the percentage of True Negatives).
The error rate is then the number of false variant calls (False positives; FP + False negatives; FN) divided by the total number of valid calls. Non-calls and error calls are excluded from the calculation.
The sensitivity calculation for detecting false negatives (equivalent to the LOD) relies heavily on reference materials. We will discuss this later in the article, but here we are focusing on specificity.
To determine specificity in DNA sequencing, samples must have known variant-negative sites, but they may also contain known-positive variants, allowing full concordance to be assessed at the assay’s desired LOD, which could be as low as a 5% allele burden or even lower depending on the application. Therefore, false positives must not be detected. It is acceptable if the samples contain other clinically significant variants that are not being targeted.
Different authoritative bodies provide varying details on variant types, sample size, and sources used to determine the error rate. See the table for a summary of the requirements outlined below.
U.S. Food and Drug Administration (FDA)
Clinical and Laboratory Standards Institute (CLSI)
Association of Molecular Pathologists and the College of American Physicians (AMP-CAP)
New York State Department of Health (NYSDoH)
|
Agency |
Required # of samples |
Variant types |
Sample source |
|
U.S. FDA |
None stated |
Clinically relevant ones |
Fresh clinical. If not available, archival clinical samples, cell lines, or contrived reference materials with acceptable biosynthetic variants |
|
CLSI |
10 to 20 positive samples for each type of variant with both the assay and an orthogonal method |
All variant types included in assay claims |
Clinical samples from intended use sources (e.g. FFPE), but can also use cell lines or contrived materials to augment them |
|
AMP-CAP |
2 samples with known genomic sequences in targeted regions |
Should be determined separately for each variant type |
Real-world and reference samples, including engineered reference samples for rare variants |
|
NYSDoH Initial validation |
25 germline or 50 somatic samples overall |
Representative distribution of variant types |
Unique clinical samples from different tumor types |
|
NYSDoH Full validation
|
At least 2 reference samples to determine error rate; SNVs and INDELs: 50-75 per sequence category. CNVs: 100 each per category; Translocations: each fusion partner ≥3. |
Clinical samples and previously validated reference materials |
|
Each of these regulatory bodies states a preference for patient samples when obtainable. When it is acceptable to use contrived reference materials for accuracy determination, the Seraseq product line can be used to replace hard-to-source clinical samples harboring only a few variants.
SeraCare’s contrived materials feature highly multiplexed spiked-in variants in the well-characterized non-tumor cell line GM24385 and are suitable for use in accuracy studies for sensitivity. Likewise, wild-type GM24385 material is available in multiple formats for specificity analysis. Full-process FFPE and plasma Seraseq reference materials can also help meet the common requirement of including samples that match the intended test sample format in the validation study.
In NGS, the LOB is the highest apparent target concentration expected to be found in a negative sample. Related to LOD, the LOB is essential for accurately reporting results from highly sensitive liquid biopsy tests (6) but is also important in any application where a level of false-positive artifacts is expected, such as when analyzing FFPE samples.
CLSI recommends sequencing multiple well-known reference samples, such as cell lines, or using clinical samples known to be wild-type in the target genes or regions, which have been previously characterized using an orthogonal method. In both cases, these should be tested with the highest DNA input amount used for the test. Reference samples can be used during assay development, followed by clinical samples whenever possible during assay validation. They also recommend testing 30 variant-negative samples in duplicate, totaling at least 120 measurements.
Achieving this with patient samples alone can be challenging, especially for liquid biopsy assays, where sample material is limited when testing high DNA inputs. It is also time-consuming to confirm the wild-type status of each clinical sample in the target regions before beginning validation, and doing so risks depleting the material. Reference materials can be produced at a large scale in any format to enable sufficient characterization of the batch with an orthogonal assay (if not multiple assays) and repeat measurements of the same batch to confirm the observations.
Our next article will address establishing the LOD of an NGS diagnostic assay. Subscribe to our blog so you don’t miss it.
Or download our e-book Next Generation Sequencing Assay Validation: A Practical Guide for the Clinical Genomics Laboratory.